Biography
Dennis Pape, a resident of New York, is an affiliate in the Lake Oswego, Oregon office of LECG where he uses his extensive legal, regulatory, and compliance background to provide advice and expert testimony on retail brokerage issues. In addition to LECG, Mr Pape is a private practice litigation attorney and acting arbitrator for the NASD and NYSE. Before joining LECG, Mr Pape was a securities litigation consultant and expert witness for Bates Private Capital Incorporated, a firm that provided litigation consulting, financial analysis, market trend research, and expert witness testimony for securities and other financial-related matters. Mr Pape has expertise and has provided expert testimony involving stocks, fixed income vehicles, options, mutual funds, limited partnerships, futures, margin, sales practice issues, supervision, brokerage operations, and brokerage clearing issues, as well as profit and loss and damage calculation and analysis.
Profile Highlights
Professional Experience
- Consulting
- Government Official
- Corporate Executive
|
Testimony Experience
- Federal/National
- State/Provincial
- Arbitration
|
Representative Engagements
Employment History
- 2005 to present, LECG Affiliate
- 2002 to 2005, Bates Private Capital Incorporated Affiliate
- 1996 to 2001, Merrill Lynch & Co., Office of General Counsel Director of US Private Client Surveillance, Technology and Options Director/Senior Counsel
- View All »
Education
- 1967, Fordham Law School, JD
- 1963, New York University, BS